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Regulation and Licensing

  • Certificate

    Western Asset Ally with registration number NI648532 is a company registered under the Laws of United State and is licensed by the Financial Services Authority (FSA) of United State of America.

    Western Asset Ally is a tradename of Western Asset Ally with registration number NI648532, which is registered as a United State Of America Investment Firm (USAIF) and licensed by the America Securities and Exchange Commission (ASEC) in accordance with the Markets In Financial Instruments Directive (MiFID II).